Compliance Made Easy
We’ve got you covered.
Managing compliance in the financial industry doesn’t have to be stressful.
Our regulatory consulting services help you navigate the ever-changing landscape, so you can focus on growing your business. With our support, you’ll mitigate the impact of compliance obligations with ease, helping protect your reputation.
Let’s ensure your business stays on track —reach out to us today.
Understand the rules
you need to know now.
At Benchmark Compliance, we know the demands of a comprehensive compliance program. Our registration, ongoing compliance support, and outsourced Chief Compliance Officer solutions give you exactly what you need, exactly when you need it.
Stay informed and compliant with ease—let us handle the details so you can focus on your business.
TIMELY SOLUTIONS
Avoid enforcement actions—access supercharged support.
SATISFIED CLIENTS
“We have a complete compliance program that I fully trust, there is nothing more I need to say.”
— Tom S., RIA
SENSIBLE FEES
Compliance is covered, so you can get back to business.
We offer services at pricing and fee schedules that make sense. Beyond that, we’re accessible – offering true support systems to cover everything you need, nothing you don’t.
A SMART INVESTMENT
Cover your assets.
You’ll save time and bolster your business against risk with Benchmark Compliance.
80%
Professionals
Acknowledge value of managing risk
$220
Thousand
Higher cost on average when non-compliance cited in breach
10+
Hours
Average time leaders spend on compliance each month
Struggling to balance operations & compliance?
Trying to juggle business operations, compliance management, and the evolving regulatory landscape can be overwhelming.
We understand the challenges of managing business operations alongside evolving regulatory requirements. Our expertise ensures you meet your compliance obligations while keeping it manageable.
Customized, Not Cookie-Cutter
We don’t believe in a ‘one size fits all’ compliance offering. We customize our services to ensure you achieve compliance with minimal impact on daily operations. We take your unique business model into account.
As regulatory compliance consultants, we work with small to mid-sized Registered Investment Advisors and Broker-Dealers looking to maximize compliance effectiveness while optimizing resources.
TAKE ACTION TODAY
Obtain guidance before it’s needed.
Get proactive with your compliance needs. We offer flexible service tiers, including retained and hourly options, to fit your unique requirements.